printable versionNorth Carolina General Statutes
Chapter 78C: Investment Advisers.
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View Consolidated Chapter [RTF] [PDF]
- § 78C-1. Title. [RTF] [PDF]
- § 78C-2. Definitions. [RTF] [PDF]
- §§ 78C-3 through 78C-7: Reserved for future codification purposes. [RTF] [PDF]
- § 78C-8. Advisory activities. [RTF] [PDF]
- § 78C-9. Misleading filings. [RTF] [PDF]
- § 78C-10. Unlawful representations concerning registration or exemption. [RTF] [PDF]
- §§ 78C-11 through 78C-15: Reserved for future codification purposes. [RTF] [PDF]
- § 78C-16. Registration and notice filing requirement. [RTF] [PDF]
- § 78C-17. Registration and notice filing procedures. [RTF] [PDF]
- § 78C-18. Post-registration provisions. [RTF] [PDF]
- § 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration. [RTF] [PDF]
- § 78C-20. Methods of registration. [RTF] [PDF]
- §§ 78C-21 through 78C-25: Reserved for future codification purposes. [RTF] [PDF]
- § 78C-26. Administration of Chapter. [RTF] [PDF]
- § 78C-27. Investigations and subpoenas. [RTF] [PDF]
- § 78C-28. Injunctions; cease and desist orders; civil penalties. [RTF] [PDF]
- § 78C-29. Judicial review of orders. [RTF] [PDF]
- § 78C-30. Rules, forms, orders, and hearings. [RTF] [PDF]
- § 78C-31. Administrative files and opinions. [RTF] [PDF]
- §§ 78C-32 through 78C-37: Reserved for future codification purposes. [RTF] [PDF]
- § 78C-38. Civil liabilities. [RTF] [PDF]
- § 78C-39. Criminal penalties. [RTF] [PDF]
- § 78C-40. Burden of proof. [RTF] [PDF]
- §§ 78C-41 through 78C-45: Reserved for future codification purposes. [RTF] [PDF]
- § 78C-46. Scope of the Chapter; service of process. [RTF] [PDF]
- § 78C-47. Statutory policy. [RTF] [PDF]
- § 78C-48. Severability of provisions. [RTF] [PDF]
- §§ 78C-49 through 78C-59. Reserved for future codification purposes. [RTF] [PDF]
- §§ 78C-60 through 78C-62: Expired. [RTF] [PDF]
- §§ 78C-63 through 78C-70. Reserved for future codification purposes. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003. [RTF] [PDF]
- §§ 78C-82 through 78C-84. Reserved for future codification purposes. [RTF] [PDF]
- § 78C-85. Title. [RTF] [PDF]
- § 78C-86. Definitions. [RTF] [PDF]
- § 78C-87. Service of process; subpoenas. [RTF] [PDF]
- § 78C-88. Athlete agents; registration required; exceptions; void contracts. [RTF] [PDF]
- § 78C-89. Registration as athlete agent; form; requirements. [RTF] [PDF]
- § 78C-90. Certificate of registration; issuance or denial; renewal. [RTF] [PDF]
- § 78C-91. Suspension; revocation; refusal to renew registration. [RTF] [PDF]
- § 78C-92. Temporary registration. [RTF] [PDF]
- § 78C-93. Registration; renewal of fees. [RTF] [PDF]
- § 78C-94. Required form of contract. [RTF] [PDF]
- § 78C-95. Notice to educational institution. [RTF] [PDF]
- § 78C-96. Student-athlete's right to cancel. [RTF] [PDF]
- § 78C-97. Required records; waiver of attorney-client privilege. [RTF] [PDF]
- § 78C-98. Prohibited conduct. [RTF] [PDF]
- § 78C-99. Criminal penalties. [RTF] [PDF]
- § 78C-100. Civil remedies. [RTF] [PDF]
- § 78C-101. Administrative penalty. [RTF] [PDF]
- § 78C-102. Uniformity of application and construction. [RTF] [PDF]
- § 78C-103. Electronic Signatures in Global and National Commerce Act. [RTF] [PDF]
- § 78C-104. Severability. [RTF] [PDF]
- § 78C-105. Rules. [RTF] [PDF]
