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North Carolina General Statutes
Chapter 78C: Investment Advisers.

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Article 1 - Title and Definitions. [HTML] [RTF]
G.S. 78C-1 78C-1. Title.[HTML] [RTF]
G.S. 78C-2 78C-2. Definitions.[HTML] [RTF]
G.S. 78C-3 through 78C-7 78C-3 through 78C-7: Reserved for future codification purposes.[HTML] [RTF]
Article 2 - Fraudulent and Prohibited Practices. [HTML] [RTF]
G.S. 78C-8 78C-8. Advisory activities.[HTML] [RTF]
G.S. 78C-9 78C-9. Misleading filings.[HTML] [RTF]
G.S. 78C-10 78C-10. Unlawful representations concerning registration or exemption.[HTML] [RTF]
G.S. 78C-11 through 78C-15 78C-11 through 78C-15: Reserved for future codification purposes.[HTML] [RTF]
Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives. [HTML] [RTF]
G.S. 78C-16 78C-16. Registration and notice filing requirement.[HTML] [RTF]
G.S. 78C-17 78C-17. Registration and notice filing procedures.[HTML] [RTF]
G.S. 78C-18 78C-18. Post-registration provisions.[HTML] [RTF]
G.S. 78C-19 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.[HTML] [RTF]
G.S. 78C-20 78C-20. Methods of registration.[HTML] [RTF]
G.S. 78C-21 through 78C-25 78C-21 through 78C-25: Reserved for future codification purposes.[HTML] [RTF]
Article 4 - Administration and Review. [HTML] [RTF]
G.S. 78C-26 78C-26. Administration of Chapter.[HTML] [RTF]
G.S. 78C-27 78C-27. Investigations and subpoenas.[HTML] [RTF]
G.S. 78C-28 78C-28. Injunctions; cease and desist orders; civil penalties.[HTML] [RTF]
G.S. 78C-29 78C-29. Judicial review of orders.[HTML] [RTF]
G.S. 78C-30 78C-30. Rules, forms, orders, and hearings.[HTML] [RTF]
G.S. 78C-31 78C-31. Administrative files and opinions.[HTML] [RTF]
G.S. 78C-32 through 78C-37 78C-32 through 78C-37: Reserved for future codification purposes.[HTML] [RTF]
Article 5 - Civil Liabilities and Criminal Penalties. [HTML] [RTF]
G.S. 78C-38 78C-38. Civil liabilities.[HTML] [RTF]
G.S. 78C-39 78C-39. Criminal penalties.[HTML] [RTF]
G.S. 78C-40 78C-40. Burden of proof.[HTML] [RTF]
G.S. 78C-41 through 78C-45 78C-41 through 78C-45: Reserved for future codification purposes.[HTML] [RTF]
Article 6 - Miscellaneous Provisions. [HTML] [RTF]
G.S. 78C-46 78C-46. Scope of the Chapter; service of process.[HTML] [RTF]
G.S. 78C-47 78C-47. Statutory policy.[HTML] [RTF]
G.S. 78C-48 78C-48. Severability of provisions.[HTML] [RTF]
G.S. 78C-49 through 78C-59 78C-49 through 78C-59. Reserved for future codification purposes.[HTML] [RTF]
Article 7 - Sports Agents. [HTML] [RTF]
G.S. 78C-60 78C-60 through 78C-62: Expired.[HTML] [RTF]
G.S. 78C-63 through 78C-70 78C-63 through 78C-70. Reserved for future codification purposes.[HTML] [RTF]
Article 8 - Regulation of Athlete Agents. [HTML] [RTF]
G.S. 78C-71 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-72 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-73 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-74 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-75 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-76 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-77 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-78 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-79 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-80 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-81 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.[HTML] [RTF]
G.S. 78C-82 through 78C-84 78C-82 through 78C-84. Reserved for future codification purposes.[HTML] [RTF]
Article 9 - Uniform Athlete Agents Act. [HTML] [RTF]
G.S. 78C-85 78C-85. Title.[HTML] [RTF]
G.S. 78C-86 78C-86. Definitions.[HTML] [RTF]
G.S. 78C-87 78C-87. Service of process; subpoenas.[HTML] [RTF]
G.S. 78C-88 78C-88. Athlete agents; registration required; exceptions; void contracts.[HTML] [RTF]
G.S. 78C-89 78C-89. Registration as athlete agent; form; requirements.[HTML] [RTF]
G.S. 78C-90 78C-90. Certificate of registration; issuance or denial; renewal.[HTML] [RTF]
G.S. 78C-91 78C-91. Suspension; revocation; refusal to renew registration.[HTML] [RTF]
G.S. 78C-92 78C-92. Temporary registration.[HTML] [RTF]
G.S. 78C-93 78C-93. Registration; renewal of fees.[HTML] [RTF]
G.S. 78C-94 78C-94. Required form of contract.[HTML] [RTF]
G.S. 78C-95 78C-95. Notice to educational institution.[HTML] [RTF]
G.S. 78C-96 78C-96. Student-athlete's right to cancel.[HTML] [RTF]
G.S. 78C-97 78C-97. Required records; waiver of attorney-client privilege.[HTML] [RTF]
G.S. 78C-98 78C-98. Prohibited conduct.[HTML] [RTF]
G.S. 78C-99 78C-99. Criminal penalties.[HTML] [RTF]
G.S. 78C-100 78C-100. Civil remedies.[HTML] [RTF]
G.S. 78C-101 78C-101. Administrative penalty.[HTML] [RTF]
G.S. 78C-102 78C-102. Uniformity of application and construction.[HTML] [RTF]
G.S. 78C-103 78C-103. Electronic Signatures in Global and National Commerce Act.[HTML] [RTF]
G.S. 78C-104 78C-104. Severability.[HTML] [RTF]
G.S. 78C-105 78C-105. Rules.[HTML] [RTF]